Click HERE for the ARCHIVED Webcast of this hearing.


Legislation

• H.R.____, To amend the Securities Exchange Act of 1934 to establish standards of conduct for brokers and dealers that are in the best interest of their retail customers.
  

Witness List

• Mr. David C. Knoch, President, 1st Global
  
  
• Mr. Mark Halloran, Senior Director, Head of Industry and Regulatory Strategy, Transamerica
  
  
• Mr. Jerome Lombard, President, Private Client Group, Janney Montgomery Scott LLC
  
  
• Ms. Cristina B. Martin Firvida, Director, Financial Security and Consumer Affairs, AARP
  
  
• Dr. Douglas Holtz-Eakin, President, American Action Forum

Hearing Videos

Webcast of the Hearing

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