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Hearings

Exposing the Proxy Advisory Cartel: How ISS & Glass Lewis Influence Markets

Click here for the LIVE WEBCAST of this hearing.
Click here for the Committee Memorandum.


Legislation

  • H.R._____, a bill to amend the Securities Exchange Act of 1934 to provide for the registration of proxy advisory firms. (Rep. Steil)
  • H.R._____, a bill to amend the Securities Exchange Act of 1934 to provide for liability for certain failures to disclose material information or making material misstatements. (Rep. Steil)
  • H.R._____, a bill to amend the Securities Exchange Act of 1934 to require certain disclosures by institutional investment managers in connection with proxy advisory firms. (Rep. Loudermilk)
  • H.R._____, a bill to amend the Securities Exchange Act of 1934 to provide for certain requirements related to proxy voting. (Rep. Nunn)
  • H.R._____, a bill to amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission to study certain issues with respect to shareholder proposals, proxy advisory firms, and the proxy process. (Rep. Wagner)
  • H.R._____, the “ Stopping Proxy Advisor Racketeering Act” (Rep. Fitzgerald)


Witness List

  • Mr. Charles Crain, Managing Vice President, Policy, National Association of Manufacturers
  • Ms. Elizabeth Ising, Partner, Gibson Dunn
  • Mr. Paul Rose, Dean, School of Law, Case Western Reserve
  • Mr. Paul Washington, President and CEO, Society for Corporate Governance
  • Ms. Nell Minow, Vice Chair, ValueEdge Advisors



Hearing Videos


    Webcast of the Hearing



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